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Assistant Manager - Regulatory Compliance (12 Month FTC)

IQ-EQ · Douglas

New
Hybrid Mid 🇬🇧 English

Job description

About the role

IQ-EQ, a global investor services group with expertise in private markets, is hiring an Assistant Manager for its Regulatory Compliance function in Douglas. The Risk & Compliance function protects the group's brand and supports its business strategy through an integrated compliance culture, helping the Boards and senior management meet their statutory and regulatory obligations. This is a full-time, 12-month fixed-term contract.

Key responsibilities

  • Champion a strong compliance culture by promoting IQ-EQ's values, supporting compliance initiatives, mentoring team members and building relationships across the business
  • Maintain and monitor compliance and regulatory registers, compliance calendars, training records and outstanding actions, ensuring accurate reporting and timely resolution of risks, breaches, complaints and regulatory matters
  • Support regulatory compliance by assisting with compliance monitoring, Fitness & Propriety submissions, regulator and auditor queries, Board MI reporting and adherence to laws, policies and control frameworks
  • Review and approve compliance-related documentation, including marketing materials, The International Stock Exchange submissions, policies and procedures and governance records
  • Coordinate compliance projects and admin activities, manage the Compliance inbox, support RACC meetings as Secretary, prepare reports and statistics, and help identify, mitigate and report business risks

Required profile

  • At least 3 years of experience in a Trust Company or similar fiduciary environment, with practical knowledge of Isle of Man regulations and compliance requirements
  • Relevant professional qualification such as the ICA Compliance Certificate, or working towards one
  • Strong interpersonal and communication skills, able to mentor and support junior team members
  • Able to work efficiently under pressure, manage competing priorities and meet tight deadlines

Required skills

  • Strong IT and administrative skills
  • Excellent written and verbal communication
  • High accuracy, attention to detail and professionalism in managing compliance records

What we offer

  • Competitive base salary based on role, qualifications, experience and market standards
  • Annual performance-based discretionary bonus
  • Pension contributions of 7%-12% of basic salary depending on level
  • Medical, dental, life assurance and income protection insurance
  • Paid leave, hybrid working, wellness programs and recognition schemes

Questions fréquentes

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Source : ats:smartrecruiters

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Published 2 days ago

Expires 1 month from now

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IQ-EQ

Douglas